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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

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CONC 3.4 Risk warning for high-cost short-term credit

As Published: 2014

CONC 3.4 Risk warning for high-cost short-term credit

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SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2012

CASS 10.3 Existing records forming part of the CASS resolution pack

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CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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