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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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