Search Result

641 - 660 of 1041 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

CONC 7.5 Pursuing and recovering repayments

As Published: 2014

CONC 7.5 Pursuing and recovering repayments

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports