Search Result

581 - 600 of 1149 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms