Search Result

541 - 560 of 611 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

MCOB 5.8 Home purchase plans

As Published: 2006

MCOB 5.8 Home purchase plans

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives