Search Result

461 - 480 of 1304 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

DISP App 3.9 Other matters concerning redress

As Published: 2010

DISP App 3.9 Other matters concerning redress

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application