Search Result

441 - 460 of 1067 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction