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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

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BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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