Search Result

381 - 400 of 1259 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody