Search Result

361 - 380 of 611 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.2 Purpose

As Published: 2006

MCOB 9.2 Purpose

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

PERG 17.1 Introduction

As Published: 2014

PERG 17.1 Introduction

PERG 17.2 The basic elements of debt counselling

As Published: 2014

PERG 17.2 The basic elements of debt counselling

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business