Search Result

321 - 340 of 935 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application