Search Result

261 - 280 of 1092 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

IFPRU 6.3 Expectations relating to internal models

As Published: 2014

IFPRU 6.3 Expectations relating to internal models

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements