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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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