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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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Similar To

SUP 16.1 Application

PERG 7.3 Does the activity require authorisation?

COND 1.3 General

LR 4.3 Approval and publication of listing particulars

SUP 12.5 Contracts: required terms

LR 10.8 Miscellaneous

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 8.32 Arranging deals in investments

CASS 11.11 Records, accounts and reconciliations

PERG 8.17 Financial promotions concerning agreements for qualifying credit

LR 5.4 Restoring listing

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading