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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2007

COBS 10.4 Assessing appropriateness: when it need not be done

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

MAR 8.3 Requirements for benchmark administrators

REC 4.2D Suspension and removal of financial instruments from trading

COBS 12.1 Purpose and application

MCOB 4.10 Home purchase plans

COBS 3.8 Policies, procedures and records

COBS 10.3 Warning the client

COLL 5.3 Derivative exposure

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

LR 4.2 Contents and format of listing particulars

PR 2.1 General contents of prospectus

COLL 8.3 Investor relations

PR 3.2 Filing and publication of prospectus

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading