Search Result

141 - 160 of 1147 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2004

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

CONC 2.3 Conduct of business: lenders and restrictions on provision of credit card cheques

As Published: 2014

CONC 2.3 Conduct of business: lenders and restrictions on provision of credit card cheques

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

CONC 3.11 Not approving certain financial promotions

As Published: 2014

CONC 3.11 Not approving certain financial promotions

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events