Search Result

521 - 540 of 1240 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose