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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

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