Search Result

281 - 300 of 1208 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers