Search Result

141 - 160 of 1130 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting