Search Result

1101 - 1120 of 1155 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

COBS 20.3 Principles and Practices of Financial Management

As Published: 2008

COBS 20.3 Principles and Practices of Financial Management

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities