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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2012

CASS 10.3 Existing records forming part of the CASS resolution pack

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CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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