Search Result

921 - 940 of 1078 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

As Published: 2010

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

SUP 10A.16 How to apply for approval and give notifications

As Published: 2013

SUP 10A.16 How to apply for approval and give notifications

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance