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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

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LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

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COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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