Search Result

61 - 80 of 1103 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business