Search Result

621 - 640 of 1161 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion