Search Result

581 - 600 of 1120 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

As Published: 2014

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

SUP 10A.5 Significant-influence functions

As Published: 2013

SUP 10A.5 Significant-influence functions

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1