Search Result

521 - 540 of 1048 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

IFPRU 4.14 Counterparty credit risk

As Published: 2014

IFPRU 4.14 Counterparty credit risk

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

PERG 15.2 General

As Published: 2011

PERG 15.2 General

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation