Search Result

501 - 520 of 1188 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default