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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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