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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs