Search Result

381 - 400 of 1092 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement