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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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Similar To

REC 6.6 Supervision

REC 6A.1 Exercise of passport rights by EEA market operator

PERG 5.1 Application and purpose

SUP 8.6 Publication of waivers

REC 2.14 Rules and consultation

PERG 6.7 Examples

SUP 2.1 Application and purpose

FIT 2.1 Honesty, integrity and reputation

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

IFPRU 2.1 Application and purpose

REC 3.18 Membership

REC 3.15 Suspension of services and inability to operate facilities

LR 3.3 Shares

IFPRU 6.2 Guidance on market risk

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 4.7 Key investor information and marketing communications

PERG 8.37 AIFMD Marketing

DTR 5.4 Aggregation of managed holdings

PR 1.2 Requirement for a prospectus and exemptions

DEPP 6.7 Discount for early settlement