Search Result

261 - 280 of 1052 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary