Search Result

721 - 740 of 1108 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application