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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

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BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

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PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

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LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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