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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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REC 6.2 Applications

SUP 15.2 Purpose

PR 2.4 Incorporation by reference

DTR 3.1

FEES 5.4 Information requirement

CREDS 10.1 Application and purpose

FEES 4.1 Introduction

PR App 1.1

REC 2.11 Custody

DTR 1A.1 Application and purpose (Transparency rules)

LR 13.4 Class 1 circulars

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading