Search Result

261 - 280 of 1113 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3