Search Result

221 - 240 of 1049 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

LR App 2.1

As Published: 2005

LR App 2.1

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?