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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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SUP 15.5 Core information requirements

REC 6.8 Powers to supervise

DEPP 4.1 Executive decision maker

INSPRU 1.2 Mathematical reserves

GEN 4.1 Application

REC 4.2D Suspension and removal of financial instruments from trading

PRIN 4.1 Principles: MiFID business

PERG 9.4 Collective investment scheme (section 235 of the Act)

REC 3.6 Constitution and governance

IFPRU 8.2 Large Exposures

ICOBS 8.2 Motor vehicle liability insurers

SUP 3.2 Purpose

SUP 1A.1 Application and purpose

SUP 16.15 Reporting under the Electronic Money Regulations

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 15.6 Inaccurate, false or misleading information

REC 1.1 Application

MCOB 9.3 Pre-application disclosure

DEPP 1.1 Application and Purpose

REC 6A.1 Exercise of passport rights by EEA market operator