Search Result

141 - 160 of 1050 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose