Search Result

141 - 160 of 1062 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

REC 3.23 Default

As Published: 2011

REC 3.23 Default

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies