Search Result

121 - 140 of 1093 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications