Search Result

461 - 480 of 1255 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

MCOB 7.5 Mortgages: statements

As Published: 2004

MCOB 7.5 Mortgages: statements

REC 1.1 Application

As Published: 2005

REC 1.1 Application

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element