Search Result

341 - 360 of 1025 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information