Search Result

141 - 160 of 1054 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds