Search Result

541 - 560 of 1169 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

…

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

…

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

…

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

…

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

…

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

…

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

…

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

…

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

…

LR 19.1 Application

As Published: 2005

LR 19.1 Application

…

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

…

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

…

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

…

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

…

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

…

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

…

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

…

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

…

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

…

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

…