Search Result

481 - 500 of 1096 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2013

SUP 10A.12 Procedures relating to FCA-approved persons

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business