Search Result

461 - 480 of 1106 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

IFPRU 6.3 Expectations relating to internal models

As Published: 2014

IFPRU 6.3 Expectations relating to internal models

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives