Search Result

421 - 440 of 493 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

CASS 10.2 Core content requirements

As Published: 2012

CASS 10.2 Core content requirements

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions